Complaint Management Process Flowchart
Section 1
Section One of the flowchart begins with: "Complaint/Report Intake Form Submitted"
- There are two branches, "Complaint" and "Report". Both branches proceed to "Initial Review Conducted", then proceed according to the applicable branch
- If "Complaint" branch, then "Preliminary Assessment Conducted", then proceed to Section Two
- If "Report" branch, then question: "Should the Report be escalated to a Complaint?"
- If Yes to escalation, then "Preliminary Assessment Conducted", then proceed to Section 2
- If No to escalation, then "Report Archived (possible referral to alternate mechanism if UCCMS Reporting Obligation or upon Reporter request)" with the note “Potential application of On Hold Participant Status” (end point)
Section 2
Section Two begins with the question: "Is the Complaint admissible to the OSIC?"
- If No to admissibility: "Complaint Archived (possible referral to alternate mechanism if UCCMS Reporting Obligation or upon Complainant request)" with the note “Potential application of On Hold Participant Status” (end point)
- If Yes to admissibility: "Are Provisional Measures warranted?"
- If No to Provisional Measures, then proceed to Section Three
- If Yes to Provisional Measures, then "DSO Imposes Provisional Measures", then question: "Does the Respondent wish to challenge the Provisional Measures?"
- If No to challenge, then proceed to Section Three
- If Yes to challenge, then "Safeguarding Tribunal hearing regarding the Provisional Measures", then proceed to Section Three
Section 3
Section Three begins with the question: "Do all parties agree to mediate or does a mandatory mediation process apply?"
- If No to mediation, then "Independent Investigation Initiated", then proceed to Section Four
- If Yes to mediation, then "Referral to Safeguarding Tribunal for mediation", then question: "Do parties reach a DSO-approved settlement?"
- If Yes to settlement, then "Case Closed & Complaint Archived", then "OSIC adds any applicable sanction(s) to Registry" (end point)
- If No to settlement, then "Independent Investigation Initiated", then proceed to Section Four
Section 4
Section Four begins with "Investigation Report Issued", then proceeds to "DSO makes decision regarding whether a violation occurred and if so, imposes a sanction", then proceeds to the question: "Does any Party wish to challenge the decision regarding whether a violation occurred and/or regarding the sanction?"
- If No to challenging the DSO decision, then "Case Closed & Complaint Archived" (end point)
- If Yes to challenging the DSO decision, then "Safeguarding Tribunal hearing regarding the violation and/or the sanction", then proceed to Section Five
Section 5
Section Five begins with the question: "Does any Party wish to appeal the Safeguarding Tribunal decision regarding the sanction?"
- If No to appeal, then "Case Closed & Complaint Archived" (end point)
- If Yes to appeal, then "Appeal Tribunal hearing regarding the sanction", then "Case Closed & Complaint Archived" (end point)
Notes
The flowchart contains four informational notes:
- Abuse-Free Sport Support Services can be accessed at any point throughout the process, and can be accessed prior to submitting a Complaint or Report by submitting an online application, or by contacting the Abuse-Free Sport Helpline.
- The OSIC will fulfill any applicable Legal Duty to Report as it arises.
- Mediation can be accessed at any point throughout the process, as long as all parties agree.
- The OSIC will add any applicable Provisional Measures or Sanctions to the Registry as soon as they are imposed and will continue to update the Registry as required.